Paradoxical hypoxemia following positive pressure ventilation: exploring the pathophysiology

Xin Ya See1, Zehra Naseem2, Susan Synderburn3, William Wallace3, Neal Chaisson3, Daniel A. Culver3

1 Department of Medicine, Unity Hospital, Rochester Regional Health, Rochester, USA

2 Department of Medicine, Cleveland Clinic Foundation, Cleveland, USA

3 Department of Pulmonary and Critical Care Medicine, Cleveland Clinic Foundation, Cleveland, USA

Corresponding author’s e-mail: xyxinyasee@gmail.com

Received: 19/10/2024
Accepted: 22/10/2024
Published: 30/10/2024

Conflicts of Interests: The Authors declare that there are no competing interests.
Patient Consent: Written informed consent from patient was obtained to secure permission for publishing their clinical history.
Acknowledgments: This is a modified version of a poster presentation delivered at the 2024 CHEST Conference in Boston on October 9, 2024, with a focus on the pathophysiology underlying the phenomenon: See XY, Naseem Z, Synderburn S, Wallace W, Chaisson NF, Culver DA. Paradoxical Hypoxemia Post-BiPAP Initiation: A Case Report. CHEST 2024;166(4).
This article is licensed under a Commons Attribution Non-Commercial 4.0 License

How to cite this article: See XY, Naseem Z, Synderburn S, Wallace W, Chaisson N, Culver DA. Paradoxical hypoxemia following positive pressure ventilation: exploring the pathophysiology. EJCRIM 2024;11:doi:10.12890/2024_004976

ABSTRACT

Positive pressure ventilation (PPV), both non-invasive and invasive, enhances ventilation but can sometimes lead to unexpected hypoxemia. This case report describes an instance of paradoxical hypoxemia after initiating bilevel positive airway pressure (BiPAP) in a 58-year-old female with a medical history of systemic lupus erythematosus, interstitial lung disease, and pulmonary embolism. BiPAP was started, leading to improved hypercarbia but worsened hypoxemia. Further investigation revealed a right-to-left interatrial shunt via a small patent foramen ovale (PFO). Adjusting BiPAP settings improved arterial blood gas parameters. This case illustrates how positive pressure ventilation with underlying PFO can cause paradoxical hypoxemia. The case emphasizes the importance of understanding the pathophysiology and tailoring BiPAP settings based on individual haemodynamics.

KEYWORDS

Hypoxemia, positive pressure ventilation, patent foramen ovale, shunt

LEARNING POINTS

INTRODUCTION

We present a case of paradoxical hypoxemia following positive pressure ventilation (PPV) in a patient with acute on chronic pulmonary conditions, revealing a previously undiagnosed small patent foramen ovale (PFO). This report explores the pathophysiology of this phenomenon and emphasizes the importance of thorough diagnostic evaluations and personalized ventilatory strategies.

CASE DESCRIPTION

A 58-year-old woman presented with worsening dyspnoea and cough over several weeks, along with occasional episodes of aspiration. Her medical history included systemic lupus erythematosus (SLE), interstitial lung disease (ILD), and pulmonary embolism (PE) diagnosed a year prior, for which she had been treated with apixaban. Despite being hemodynamically stable and maintaining 100% oxygen saturation with supplemental oxygen (2 l/min via nasal cannula), arterial blood gas (ABG) indicated significant hypercapnia and respiratory acidosis (Table 1). A chest computed tomography (CT) scan revealed patchy multifocal infiltrates, especially in the left lung base and increased dilation of the pulmonary arteries compared to previous scans (Fig. 1A and 1B). Additionally, there was evidence of progressive fibrosis in the lower lobes with slight worsening of traction bronchiectasis, reticular opacities, and honeycombing, concerning for worsening ILD.

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Table 1. Arterial blood gas analysis.

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Figure 1. Computed tomography scan of the chest showing: A) The main pulmonary artery dilated to 3.6 cm, the right pulmonary artery to 2.5 cm, and the left pulmonary artery to 3.5 cm (previously 3.4, 2.1, and 3.3 cm, respectively). These findings likely indicate pulmonary arterial hypertension; B) The central airways exhibit diffuse patchy peribronchial peripheral opacity and cystic changes, along with peripheral peribronchial and subpleural cystic changes, more pronounced in the lower lobes, particularly the left lower lobe. These findings are consistent with fibrotic interstitial lung disease, with slight interval progression, most notable in the left lower lobe. Underlying infectious or inflammatory aetiologies in the area of progression cannot be excluded; (C) Saline contrast transthoracic echocardiogram highlighting the agitated saline study which appears positive for a right-to-left shunt, suggesting a small patent foramen ovale.

Bilevel positive pressure ventilation (BiPAP) was initiated for hypercarbia with an inspiratory positive airway pressure (IPAP) of 10 cmH2O and an expiratory positive airway pressure (EPAP) of 5 cmH2O with an inspiratory fraction of oxygen (FiO2) of 30%. An hour later, ABG showed improved hypercarbia but worsened hypoxemia (Table 1). Suspecting a shunt, a saline contrast transthoracic echocardiogram was performed, revealing a small right-to-left interatrial shunt (Fig. 1C). Lowering BiPAP settings to an IPAP of 8 cmH2O and an EPAP of 4 cmH2O with an FiO2 of 24% improved the hypoxia (Table 1). Sputum culture later identified Pseudomonas aeruginosa, likely the cause of pneumonia. After antibiotic treatment and BiPAP adjustments, her condition improved, and she was discharged.

DISCUSSION

Positive pressure ventilation, whether non-invasive or invasive, can improve ventilation but may unexpectedly cause hypoxemia in certain scenarios, particularly in patients with an atrial septal defect or a PFO[1-3]. The foramen ovale is a natural opening between the atria that typically closes after birth but remains open in 20 to 34% of the general population[3]. When a PFO is present, deoxygenated blood from the right atrium (RA) may flow into the left atrium (LA) if the right atrial pressure (RAP) exceeds the left atrial pressure (LAP), leading to shunt and subsequent hypoxemia.

A study of 46 mechanically ventilated patients with respiratory failure, all on positive end-expiratory pressure (PEEP) ≥5 cmH2O and FiO2 ≥50%, found that 15% of them had a PFO[1]. In those with PFO, increasing PEEP raised the right-to-left shunt fraction, increased the alveolar-to-arterial oxygen gradient, and decreased arterial oxygen pressure (PaO2)[1]. PPV increases intraparenchymal pressure and may increase pulmonary vascular resistance and right ventricular (RV) afterload. This can cause elevated RA pressure. If this rise is significant enough, the increased RA:LA pressure ratio can favour right to left intracardiac shunt[2]. This effect is most common in individuals with underlying pulmonary pathologies associated with increased pulmonary vascular resistance such as ILD, pulmonary embolism, severe emphysema, or pulmonary arterial hypertension (PAH)[2,3]. In our patient, underlying ILD and history of PE likely predisposed her to an increased RAP. The addition of PPV in her case likely exacerbated this with subsequent interatrial shunt and hypoxemia.

PPV also raises pleural pressures which can compress the inferior vena cava and impede venous return to the RA. As a result, patients receiving PPV are at risk for decreased cardiac output and subsequent peripheral oxygen delivery (DO2)[4]. However, this is unlikely to occur at levels of PEEP <10 cmH2O, making it less likely the cause of hypoxemia in our patient[1,5]. Additionally, PPV can also inhibit hypoxic pulmonary vasoconstriction, leading to intrapulmonary shunting and worsening systemic oxygenation[1]. This phenomenon can occur in patients with regional lung diseases, since PPV can cause overdistension of relatively normal alveoli and subsequent increased PVR in those regions. The result causes a redistribution of blood flow toward diseased, nonaerated lung units, thus worsening ventilation-perfusion ratio and gas exchange[4]. Consequently, PPV could impair systemic oxygenation in those with regional lung diseases. Our patient’s ILD progression and Pseudomonal pneumonia could have contributed to the observed hypoxemia when BiPAP was initiated, but the presence of interatrial shunting on echocardiographic bubble study suggests that he PFO was likely the dominant physiologic culprit.

CONCLUSION

Our case highlights the complex interplay between PPV and underlying cardiac or pulmonary conditions, such as PFO, PAH, ILD, and pneumonia. It underscores the importance of individualized BiPAP settings to optimize patient outcomes, and the need to reassess both ventilation and oxygenation after initiating therapy. Clinicians should be aware of the potential for paradoxical hypoxemia in patients with similar profiles and should consider thorough evaluation and appropriate adjustments to ventilatory strategies.

References

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